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| Requirements for Business Associates: |
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Sub-broker registration as per SEBI / NSE rules |
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Have NCFM certification in Cash / F&O / DP |
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Arrange to have Clients registration as per NSE rules |
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Office space of minimum 250 sq.ft. |
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Submit rent agreement for the office premises |
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Computer systems with minimum configuration of "Pentium IV or higher, 512MB Ram, 40 GB HDD or higher,
CD ROM Drive,17" Monitor with Windows 2000 PRO or Windows XP PRO and Good anti virus software |
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Printer / UPS / TV and other basic infrastructure facilities |
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Statutory board to be fixed as required by NSE |
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Open space of 6 x 6 feet at the roof top of the building for providing dish antenna and NOC
from the owner of the building |
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CCap offers trading facilities to Business Associates on the above terms and conditions subject to the execution
of the agreements and SEBI Registration |
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| Terms and Conditions for Business Associates |
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| 1. CONNECTIVITY |
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| S.NO |
PARTICULARS |
PRIVARE V-SAT |
VPN |
| 1 |
Security Deposit (Refundable) |
Rs. 1,00,000 |
Rs. 50,000 |
| 2 |
V-Sat Charges |
Rs. 3,500 p.m |
Nill |
| 3 |
Number of user ids allowed |
Rs. 5 |
Rs. 5 |
| 4 |
Cost per user ID |
Rs. 3,000 pa |
Rs. 3,000 pa |
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| 2. TRADING LIMITS FOR CLIENTS |
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| S.NO |
PARTICULARS |
LIMITS |
| 1 |
Minimum Cash Deposite payable by the client |
a) Cash Segement (For jobbing transactions) : Rs.10,000
b) F& O Segement : Rs: 50,000 |
| 2 |
Exposure (open) Position at any point) |
5 Times of Cash deposit / collateral maintained by the client |
| 3 |
Turnover / day |
30 times of Cash deposit / collaternal maintained by the client |
| 4 |
MTM |
90% of the Cash deposit / 50%of the collateral maintened by the client |
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| 3.CHARGES TO CLIENTS |
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| S.NO |
PARTICULARS |
BROKERAGE RATE |
| 1 |
Account Opening Charges |
Rs: 300 |
| 2 |
Annual Maintenance Charges(AMC) |
Rs: 165 |
| 3 |
Delivery transactions |
0.30% |
| 4 |
Jobbing transactions |
0.30% |
| 5 |
Option |
1.5% on premium or Rs. 50 per lot whichever is lower. |
| 6 |
Minimum Brokerage |
3 paise per share |
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| 4. OTHER CHARGES TO CLIENTS (AS PER SEBI / NSE RULES) |
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| S.NO |
CHARGES |
CASH SEGMENT |
F & O SEGMENT |
| 1 |
Services Tax |
10.30% from brokerage charged to clients |
10.30% from brokerage charged to clients |
| 2 |
Securities Transaction
Tax (STT) |
a) Intra day turnover
(Only on Selling): 0.025%
b) Delivery turnover -On buying : 0.125%-On Selling : 0.025% |
0.017% on selling transaction only |
| 3 |
NSE Transaction Charges |
0.00325% |
0.0019% |
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| 5.BROKERAGE SHARING WITH BUSINESS ASSOCIATE |
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BROKERAGE PER MONTH |
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BROKERAGE SHARES(%) * |
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Upto Rs. 1 lakh |
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55% |
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Rs.1 lakh-2 lakhs |
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60% |
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Rs.2 lakhs-3 lakhs |
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65% |
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Above Rs.3 lakhs |
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70% |
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| Advantages: |
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1. Trading facility : NSE - Cash, F&O & Currency, BSE, Commodities - NCDEX/ MCX |
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2. Dedicated Relationship Managers to co-ordinate with Branch staff and clients |
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3. Common business model for clients in F&O Segment |
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4. Common simple registration process for your clients for all the segments |
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5. One-stop financial shop - Equities, Derivatives, Depository, Mutual Fund, Insurance,
Commodities, Interest Rate Futures and Currency |
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6. Full-fledged market news through e-mail / SMS to clients and branch offices. |
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7. Prompt payment of funds and securities on time as prescribed by NSE/SEBI. |
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8. Internet trading facility at no extra cost. |
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| ODIN Diet facility |
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1. No back office cost due to centralized billing at CCap |
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2. Browser based Back Office - Clients and Branch can access the data |
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3. Easy access to the top management |
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4. Fast activation of trading terminals within 15 days on submitting the application form |
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